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#	Item
431	November 1, 2013 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]VIA ELECTRONIC MAIL: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 14:04:28 Financial markets Late-2000s financial crisis Systemic risk Institutional investors Office of Financial Research Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Mutual fund Committee on Capital Markets Regulation Financial economics Economics Investment
432	CFA® Coaching program Overview January[removed]Mumbai Office/ Classroom: [removed], Sai Chambers, Next to BEST Bus Depot, Opp. Santacruz (E) Rly. Stn. Mumbai – 400055 Add to Reading List Source URL: www.ace3levels.com Language: English - Date: 2012-01-17 09:16:37 Business Finance Securities research CFA Institute Financial economics Indian CFA Certified International Investment Analyst Professional certification in finance Financial planning Chartered Financial Analyst
433	November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 11:07:11 Systemic risk Financial markets Investment Late-2000s financial crisis Financial services Office of Financial Research Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial crisis Financial economics Economics Finance
434	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 20, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Deter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:08:29 Business Securities Occupations Securities research Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial analyst Investment banking Security Financial economics United States securities law Finance
435	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 09:32:10 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law Finance United States Securities and Exchange Commission
436	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 4, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 18:44:02 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Financial economics
437	Letter from SEC Commissioner Daniel M. Gallagher re: Public Feedback on OFR Study on Asset Management Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-22 17:42:42 Finance Financial markets Late-2000s financial crisis United States Department of the Treasury Financial crises Dodd–Frank Wall Street Reform and Consumer Protection Act Shadow banking system Office of Financial Research U.S. Securities and Exchange Commission Financial economics Systemic risk Economics
438	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 20, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Deter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:07:23 Finance Financial system Financial Industry Regulatory Authority Securities research Financial analyst Investment banking U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Financial economics United States securities law Securities
439	November 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 11:11:00 Funds Financial services Collective investment schemes Financial markets Hedge fund Exchange-traded fund Mutual fund Asset allocation Office of Financial Research Financial economics Investment Finance
440	Credit , collateral and instability Comments at One Bank Research Agenda Conference Bank of England , February 26th[removed]Adair Turner Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-27 06:48:28 Short selling Financial markets Repurchase agreement Financial services Securities Prime brokerage Haircut Collateral Securities lending Finance Financial economics Economics

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